Disclaimer

 

DISCLAIMER - PLEASE READ THOROUGHLY

DO NOT BASE ANY INVESTMENT DECISION UPON ANY MATERIALS FOUND ON THIS WEBSITE OR IN ANY COMPANY PROFILE. We are not registered as a securities broker-dealer or an investment adviser either with the U.S. Securities and Exchange Commission (the “SEC”) or with any state securities regulatory authority. We are neither licensed nor qualified to provide investment advice.

EmergingSmallCaps is owned and operated by Del Mar Corporate Consulting, LLC headquartered in Carlsbad, California. The information contained on our website or in any company profile should be viewed as commercial advertisement and is not an offer to buy or sell in these securities.  The information contained on our website or in any company profile is not intended to be investment advice, nor are their contents provided to any particular individual with a view toward their individual circumstances.  We distribute opinions, comments and information free of charge exclusively to individuals who wish to receive them.  Obtaining a subscription to the emailed newsletter does not in any way create any principal - agent relationship between the recipient and EmergingSmallCaps.

The company profiles on this website and/or the emailed newsletter are prepared for informational purposes only and are not intended to be used as a complete source of information on any particular company.  The purpose of these profiles is to make investors aware of these companies and to encourage potential investors to conduct their own thorough, independent investigation.  An individual should never invest in the securities of any of the companies’ profiled based solely on information contained on our website or in our company profiles. Individuals should assume that all information provided regarding profiled companies is not trustworthy unless verified by their own independent research.

We are committed to providing factual information on the companies that are profiled. However, because virtually all information relied upon by EmergingSmallCaps in preparing its information comes from public sources, we do not provide any assurance as to the accuracy or completeness of the information provided, including information regarding a profiled company’s plans or ability to effect any planned or proposed actions. We have no first-hand knowledge of any profiled company’s operations and therefore cannot comment on their capabilities, intent, resources, nor experience and we make no attempt to do so. Any statistical information, dollar amounts, and market size data was provided by the subject company and related sources which we believe to be reliable.  Past performance of a profiled company is not a guaranty of or a predictor of future performance.

To the fullest extent of the law, we will not be liable to any person or entity for the quality, accuracy, completeness, reliability, or timeliness of the information provided on this website or in any company profile, or for any direct, indirect, consequential, incidental, special or punitive damages that may arise out of the use of information we provide to any person or entity (including, but not limited to, lost profits, loss of opportunities, trading losses, and damages that may result from any inaccuracy or incompleteness of this information).

Information contained on our website or in the company profiles will contain “forward looking statements” as defined under Section 27A of the Securities Act of 1933 and Section 21B of the Securities Exchange Act of 1934. Readers are cautioned not to place undue reliance upon these forward looking statements. These forward looking statements are subject to a number of known and unknown risks and uncertainties outside of our control that could cause actual operations or results to differ materially from those anticipated. Factors that could affect performance include, but are not limited to, those factors that are discussed in each profiled company’s most recent reports or registration statements filed with the SEC. You should consider these factors in evaluating the forward looking statements included on the website or in any company profile and not place undue reliance upon such statements.

Del Mar Corporate Consulting, LLC is frequently compensated for profiling companies and may obtain a position in the securities of a profiled company prior to, or after, their being profiled.  All direct and third party compensation received has been disclosed within each individual profile in accordance with section 17(b) of the Securities Act of 1933. This compensation constitutes a conflict of interest as to our ability to remain objective in our communication regarding the profiled companies.  Moreover, full disclosure of all compensation received is available in the “Compensation Disclosure” section below.

EmergingSmallCaps and/or its affiliates and representatives may, and they reserve the right to, hold, buy, and sell stock in the profiled companies at any given time.  They have made such purchases and sales in the past and are likely to do so in the future. “Representatives” may include the EmergingSmallCaps employees, family and/or friends. EmergingSmallCaps reserves the right to buy or sell any stock in the profiled companies before, during and immediately after they are posted to the site and/or released by our newsletter. Any increase in volume or increase in stock price may be due to this buying or selling of the securities. By using this service, you acknowledge that EmergingSmallCaps is not responsible for any gains or losses that you may experience as a result of investing in any securities of companies profiled.

Any individual who chooses to invest in any securities should do so with caution.  Investing in securities is speculative and carries a high degree of risk; you may lose some or all of the money that is invested. Always research your own investments and consult with a registered investment advisor or licensed stock broker before investing.  Please read the compensation disclosure attached to each company profile and do not invest any money that you cannot afford to lose in its entirety.

We encourage you to use caution when investing and to read the investment information available at the websites of the SEC at http://www.sec.gov and Financial Industry Regulatory Authority, Inc. (“FINRA”) at http://www.finra.org.  You are also encouraged review all public filings by profiled companies at http://www.sec.gov.

IF YOU DO NOT AGREE WITH THE TERMS OF THIS DISCLAIMER, PLEASE EXIT THIS SITE IMMEDIATELY.  PLEASE BE ADVISED THAT YOUR CONTINUED USE OF THIS SITE OR THE INFORMATION PROVIDED HEREIN SHALL INDICATE YOUR CONSENT AND AGREEMENT TO THESE TERMS.

Compensation Disclosure (Del Mar Corporate Consulting / EmergingSmallCaps.com)

Del Mar Corporate Consulting was paid 300,000 common shares by Vision Industries (VIIC) for a 180-day marketing campaign.  Del Mar Corporate Consulting currently holds 200,000 shares of VIIC.

 

Del Mar Corporate Consulting was paid 5,000,000 common shares by Silverado Gold Mines (SLGLF) for a ninety-day marketing campaign.  Del Mar Corporate Consulting has liquidated these shares totaling 5,000,000.

 

Del Mar Corporate Consulting has been compensated 15,000,000 restricted rule 144 common shares and expects to receive an additional 30,000,000 restricted rule 144 common shares by Silverado Gold Mines Ltd, for a second consulting term agreement beginning in August 2010.

 

Del Mar Corporate Consulting was paid no fee for advertising Applied Energetics (AENG)

 

Del Mar Corporate Consulting was paid $2,000 cash, 500,000 3-year warrants at .20, 500,000 Restricted Rule "144" shares and expects to receive an additional $18,000; and 500,000 common shares (UNGS) from US Natural Gas.

 

Del Mar Corporate Consulting was paid 118,000 Rule "144" Restricted shares (TOMZ) for advertising by TOMI Environmental Solutions. 

Del Mar Corporate Consulting was paid no fee for Advertising Kodiak Oil & Gas (KOG)

 

Del Mar Corporate Consulting was paid by $20,000 CASH and expects to receive an additional $10,000 CASH for a sixty-day consulting campaign by KeyOn Communications Holdings (KEYO)

 

Del Mar Corporate Consulting was paid 100,000 common shares of Exterra Energy (EENI), by Redstone Communications, LLC and expects to receive an additional $12,000 CASH, for a Ninety-Day consulting term.

 

 

Del Mar Corporate Consulting in not a registered Company under FINRA/SiPC/MSRB classification.